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By Leo Sandgren
Dept. of Religion & Jewish Studies
University of Florida
April 2004
When one writes a book that is commonly done in a given field of study, one
has to justify why (besides publish or perish) one is writing yet another book
to complement the others already out there. But when one writes a book that is
not done, or rarely done, one has to justify why it should be done at all. The
Shadow of God, which may be characterized as a work of “historical
imagination,” falls into the latter category, covering six centuries of Jewish
history, from the Babylonian exile to the destruction of the Second Temple, in
15 stories, each centered on a historical event. What is the justification for
this approach to a short history of early Judaism?
If not a source of justification, at least one of the early encouragements I
had toward the project came in a statement of E. P. Sanders, one of the
leading scholars of Early Judaism. In his book Judaism: Practice and Belief,
Sanders sought to enlighten readers on what Judaism of the first century was
really like, as opposed to how most such books pictured it. One example is the
picture of the Pharisees, which over the years had given rise to its own
adjective, pharisaical, a synonym for hypocritical: in short, a curt and
unkind caricature. In this context he says: “We may be certain, for example,
that the Pharisees believed in both providence and free will, as did the
sectarians, but we cannot describe what they specifically said and how they
thought about these topics. We miss their passion, their depth, their insight.
We are left with propositions, theological opinions, which are quite
important, but which are a long way from what we would like to have. I am sure
that Paul was not the only first-century Pharisee with driving commitment,
quick intelligence, and passionate devotion. If, by an act of creative
reading, we could apply these qualities to the Pharisees’ views, we would
probably be closer to the essence of Pharisaism. I shall not attempt to write
this way because I do not have this skill; perhaps the reader will make good
the deficit.” (Sanders, Judaism: Practice and Belief 63 BCE - 66 CE
[Philadelphia: Trinity Press International] 1992, 415.)
Our sources give us some of the results from the deliberation of the
Pharisees, but we have to imagine the emotional intensity and the thought
processes that produced the opinions handed down. Emotions are basic to
humanity and remain fairly stable from generation to generation, although the
intensity of emotions varies by individual and circumstance. A thought process
is more elusive but is subject to deductive reasoning, and therefore it is a
worthy goal of scholarship. Sanders calls for “creative reading,” and he might
have tried his hand at “creative writing” but chose not to. In any case, the
act of creative reading requires a good deal of historical knowledge if it is
to be authentic, and not all readers have the time to equip themselves with
this knowledge. Hence, there is a niche for creative historical writing.
More recently, another scholar highly esteemed in his field of Roman
antiquities, Keith Hopkins, justified this creative approach to history in his
book A World Full of Gods. Whether or not one appreciates his fictional style
(and my approach is far less daring), his justification is sound when he
states in the introduction: “But history is, or should be, a subtle
combination of empathetic imagination and critical analysis. This history
plays on several irreconcilable tensions. What was it like to be there? We
don’t and cannot know. And yet surely empathetic imagination should play its
part. We have to imagine what Romans, pagans, Jews, and Christians thought,
felt, experienced, believed. But, as with baroque music played on ancient
instruments, we listen with twentieth-century ears. We read ancient sources
with modern minds. ... We cannot reproduce antiquity. And religious history is
necessarily subjective.” (Keith Hopkins, A World Full of Gods: the Strange
Triumph of Christianity [New York: Plume, 2001] 2.)
I have taken up this task of creative writing because I enjoy it, and I think
there is a place for it in the study of history. The human factor in history
is best re-enacted, rather than described. But since the re-enactment claims
to imitate history, it is subject to the methods of studying history and of
the historical imagination.
The phrase “historical imagination” is widely used today in works of history
and goes back to post-enlightenment writing of history. In essence, the
historical imagination is an attempt to relive the past, to stretch the common
thread of human nature back into a world view of the past, or in the words of
J. B. Mozley, “the habit of realizing past time, of putting history before
ourselves in such a light that the persons and events...are seen as once
living persons and events once present events.” (J. B. Mozley, On Miracles, i.
2, Bampton Lectures, 1865.)
The phrase was refined by R. G. Collingwood in his inaugural lecture, “The
Historical Imagination.” (The Historical Imagination: An Inaugural Lecture,
Oxford: Clarendon Press, 1935; the lecture is included in The Idea of History,
231-249.) Collingwood’s grand task was to establish a philosophy of history,
in which he argued that imagination plays an essential role in the writing of
history. By imagination, he meant the mental process of filling in the gaps
with those data we have called historical facts. In order to construct
history, we must connect the dots of historical fact with historical
imagination. Collingwood called this “a priori imagination...which, bridging
the gaps between what our authorities tell us, gives the historical narrative
or description its continuity.” This “historical imagination is not properly
ornamental, but structural. Without it the historian would have no narrative
to adorn. The imagination, that ‘blind but indispensable faculty’ without
which, as Kant has shown, we could never perceive the world around us, is
indispensable in the same way to history: it is this which, operating not
capriciously as fancy but in its a priori form, does the entire work of
historical construction.” (Collingwood, Historical Imagination, 13.)
Collingwood admits that the historian and the historical novelist are engaged
in a similar pursuit, but the historical novel goes beyond a priori
imagination. A novelist “composes a story where characters and incidents are
all alike imaginary; yet the whole aim of the novelist is to show the
characters acting and the incidents developing in a manner determined by a
necessity internal to themselves. ... Here, and equally in all other kinds of
art, the a priori imagination is at work.” (Collingwood, Historical
Imagination,14.)
About the time that Collingwood was developing his philosophy of history in
1935, another historian, but also a novelist, Lion Feuchtwanger (author of the
Josephus trilogy), was making his case for the serious historical novel.
According to Feuchtwanger, the historical novel is a means of setting our
present conflicts onto a more distant plane of history in order to view our
own world from a more dispassionate perspective. But the novelist in no way
attempts to write history. “I cannot imagine,” he says, “that a serious
novelist, when working with historical subject matter, could ever regard
historical facts as anything other than a means of achieving distance, as a
metaphor, in order to render his own feelings, his own era, his own
philosophy, and himself as accurately as possible.” (Feuchtwanger, “The
Purpose of the Historical Novel,” translated by John Ahouse, “Vom Sinn des
historischen Romans,” in Das Neue Tage Buch, 1935.)
The goal of novelist, by means of historical imagination, is to explain the
present, while the goal of the historian, by means of historical imagination,
is to explain the past. Given that distinction, the goal of The Shadow of God
is that of the historian, to explain the past, and any relevance to the
present may be laid to the fact that life has its constants: the more things
change, the more they stay the same. On the other hand, like the historical
novel, a short story uses historical facts to recreate the drama of life. I am
not concerned with explaining events but with illuminating thought processes.
How did people think about the problems they confronted, and how might they
have expressed their thoughts in actions and dialogue?
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